A
Practical Method for Grading the Cognitive State of Patients
for the Clinician.
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Reprinted
from Journal of Psychiatric Research J.
Psychiat. Res., 1975, Vol. 12, No. 3, pp. 189-198
"MINI-MENTAL
STATE."
A Practical Method for Grading the Cognitive State of
Patients for the Clinician.
Marshal
F. Folstein, Susan E. Folstein and Paul R. McHugh
Dept. of Psychiatry, The Johns Hopkins Hospital, Baltimore,
Maryland 21205, U.S.A.
PERGAMON
PRESS
OXFORD
* NEW YORK * PARIS * FRANKFURT
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INTRODUCTION
Examination
of the mental state is essential in evaluating psychiatric patients.1
Many investigators have added quantitative assessment of cognitive
performance to the standard examination, and have documented
reliability and validity of the several "clinical tests
of the sensorium".2,3 The available batteries
are lengthy. For example, Withers and Hinton;s test includes
33 questions and requires about 30 min to administer and score.
The standard WAIS requires even more time. However, elderly
patients, particularly those with delirium or dementia syndromes,
cooperate well only for short periods.4
Therefore,
we devised a simplified, scored form of the cognitive mental
status examination, the "Mini-Mental State" (MMS)
which includes eleven questions, requires only 5-10 min to administer,
and is therefore practical to use serially and routinely. It
is "mini" because it concentrates only on the cognitive
aspects of mental functions, and excludes questions concerning
mood, abnormal mental experiences and the form of thinking.
But within the cognitive realm it is thorough.
We
have documented the validity and reliability of the MMS when
given to 206 patients with dementia syndromes, affective disorder,
affective disorder with cognitive impairment ("pseudodementia"5,6),
mania, schizophrenia, personality disorders, and in 63 normal
subjects.
DESCRIPTION
OF THE MMS
The
MMS is shown in the appendix. Questions are asked in the order
listed and scored immediately. The tester (psychiatric resident,
nurse, or volunteer) is instructed first to make the patient
comfortable, to establish rapport, to praise successes, and
to avoid pressing on items which the patient finds difficult.
In this setting most patients cooperate, and catastrophic reactions
are avoided.
The
MMS is divided into two sections, the first of which requires
vocal responses only and covers orientation, memory, and attention;
the maximum score is 21. The second part tests ability to name,
follow verbal and written commands, write a sentence spontaneously,
and copy a complex polygon similar to a Bender-Gestalt Figure;
the maximum score is nine. Because of the reading and writing
involved in Part II, patients with severely impaired vision
may have some extra difficulty that can usually be eased by
large writing and allowed for in the scoring. Maximum total
score is 30. The test is not timed. Detailed instructions for
administration are given in the appendix.
METHODS
The
MMS was given to two groups of people that we will refer to
as Samples A and B. In Sample A (Table 1) are 69 patients chosen
specifically as clear examples of clinical conditions (29 with
dementia syndromes due to a variety of brain diseases, 10 with
affective disorder, depressed type with clinically recognizable(SIC)
cognitive impairment, 30 with uncomplicated affective disorder,
depressed type) and 63 normal, elderly persons similar in age
to the patients. All the patients were tested shortly after
admission to the New York Hospital Westchester Division, a private
psychiatric hospital and the normal subjects were tested at
a Senior Citizens Center and at a retirement apartment complex.
Thirty-three of the 69 patients in Sample A were retested after
treatment. The patients with dementia were treated according
to their clinical conditions. They occasionally received tricyclic
antidepressants or phenothiazines as well as treatment for medical
illnesses. The patients with depression were treated with antidepressants
and/or ECT. They also may have received medical treatments.
Sample
B (Table 2) is a patient group formed by taking consecutive
admissions to the hospital and giving them the MMS shortly after
admission. It was intended to be a standardization sample and
came eventually to consist of 137 patients (9 patients with
dementia, 31 patients with affective disorder, depressed type,
14 patients with affective disorder, manic type, 24 with schizophrenia,
32 with personality disorder with drug abuse, and 27 with neurosis).
These diagnoses were made by M.F. on review of the hospital
chart employing the diagnostic criteria described below and
without knowledge of the MMS scores. Subsets of patients from
both Samples A and B were extracted for age-matched studies
(Table 1B) concurrent validity (Table 3) and test-retest reliability
(Table 4).
The
following diagnostic criteria were used for both Sample A and
B:
Dementia.
A global deterioration of intellect in clear consciousness.
Affective
disorder, depressed type, uncomplicated. A sustained feeling
of depression with an attitude of hopelessness, worthlessness
or guilt and with no notable cognitive defect.
Affective
disorder, manic type. A sustained feeling of elevated mood
with an attitude of overconfidence or exaggerated self-importance.
Schizophrenia.
Either Schneiders first rank symptoms in the absence of
affective symptoms or the presence of a personality deterioration
associated with thought disorder and emotional incongruence
without first rank symptoms.
Personality
disorder with drug abuse. Absence of all above symptoms
with a history of drug abuse, including alcohol.
Neuroses.
Presence of psychological symptoms appearing to arise from the
combination of a particular life situation and vulnerable character
but with the specific absence of symptoms characteristic of
the other syndromes.
RESULTS
The
MMS separated the three diagnostic groups in Sample A from one
another and from the normal group. Of a total possible score
of 30, the mean score for patients with dementia was 9.7, depression
with cognitive impairment 19.0, and uncomplicated affective
disorder, depressed 25.1. The mean score for normals was 27.6.
Thus, the MMS scores agreed with the clinical opinion of the
presence of cognitive difficulty and as the cognitive
difficulty is usually less in depression than in dementia the
scores dispersed in a fashion agreeing with the severity
of the difficulty.
To
be sure that these scores were not due to age effects and unrelated
to clinical conditions an age-matched group was drawn from Sample
A and showed an identical dispersal of scores according to diagnosis
(Table 1b). Mean initial Mini-Mental Status score for patients
with depression under 60 yr-of-age was 24.5 and for patients
over 60 was 25.7. These scores were not significantly different.
Thirty-three
patients in Sample A were tested prior to and after treatment
appropriate to their conditions. Patients with dementia most
of whom have uncorrectable brain disease could be expected to
show little change in a valid test of cognitive state, whereas
those with depression and associated cognitive difficulty (pseudodementia)
should show a considerable gain with treatment. These expectations
are borne out in the results. There is no significant change
in the MMS of dementia, a small but significant increase in
the depressed patients, and a large and significant increase
in those depressed patients with symptoms of cognitive difficulty.
Graphs
charting the change-over in the Mini-Mental State in three patients
with improving cognitive states illustrate its usefulness serially
and are further examples of how the MMS changes with the clinical
state. The examples include a patient recovering from a head
injury (Fig. 1), a patient recovering from a metabolic delerium
(Fig. 2), and a patient recovering spontaneously over 2.5 months
from a depression accompanied by severe cognitive impairment
(Fig. 3).
Sample
B was drawn in order to improve the impression of validity by
standardizing the MMS in a consecutive series of admission.
One hundred and thirty-seven consecutive admissions were examined.
Their mean MMS scores were: dementia 12.2; affective disorder,
depressed 25.9; mania 26.6; schizophrenia 24.6; personality
disorder with drug abuse 26.8; and neuroses 27.6. The minor
differences in mean scores between Sample A and B for dementia
and depression are not significant. In Sample B the means are
similar for all diagnostic groups except dementia. However,
amongst the groups with similar means those with depression
and schizophrenia had a much wider range of scores than the
other diagnostic groups or normal subjects in Sample A. Scores
below 20 were found only in functional psychosis or dementia
with but one exception; a score of 19 in a patient who had a
history of drug abuse.
Concurrent
validity was determined by correlating MMS scores with the Wechsler
Adult Intelligence Scale, Verbal and Performance scores in a
group of patients selected from Sample A and B because they
had both a MMS and WAIS Performance in the same week. See Table
3 for the diagnostic and age distribution of this group. For
Mini-Mental Status vs Verbal IQ, Pearson r was 0.776 (p<0.0001).
For Mini-Mental Status vs Performance IQ, Pearson r was 0.660
(p<0.001).
RELIABILITY
The
MMS is reliable on a 24 hr or 28 day retest by single or multiple
examiners. When the Mini-Mental Status was given twice, 24 hr
apart by the same tester on both occasions, the correlation
by a Pearson coefficient was 0.887. Scores were not significantly
different using a Wilcoxon T. To note examiner effect
on 24 hr test retest reliability the MMS was given twice, 24
apart by two examiners. The Pearson r remained high at 0.827.
The scores did not change; Wilcoxon T was not significant
(Table 4). Thus the scores seem stable even when multiple examiners
are used, the practice effect is small.
When
elderly depressed and demented patients chosen for their clinical
stability were given the Mini-Mental Status twice, an average
of 28 days apart, there was no significant difference in these
scores by the Wilcoxon T and the product moment correlation
for test 1 vs test 2 was 0.98. (See Table 4.)
DISCUSSION
The
MMS is a valid test of cognitive function. It separates patients
with cognitive disturbance from those without such disturbance.
Its scores follow the changes in cognitive state when and if
patients recover. Its scores correlate with a standard test
of cognition, the Wechsler Adult Intelligence Scale (WAIS).
Before
considering its uses, it is an elementary but important point
that as with an examination of cognitive performance, the MMS
cannot be expected to replace a complete clinical appraisal
in reaching a final diagnosis of any individual patient. Cognitive
difficulties arise in a number of different clinical conditions.
This is demonstrated by the overlapping of scores on the MMS
in several categories here. Accurate diagnosis, including appraisal
of the significance of cognitive disabilities documented in
the MMS, depends on evidence developed from the psychiatric
history, the full mental status examination, the physical status
and pertinent laboratory data.
But
the MMS does have a number of valuable features for clinical
practice even though it cannot carry alone the diagnostic responsibility.
As it is a quantified assessment of cognitive state of demonstrable
reliability and validity, it makes more objective what is commonly
a vague and subjective impression of cognitive disability during
an assessment of a patient. It can provide this quantification
easily requiring only a few minutes to complete. It can be repeated
during an illness and shows little practice effect. Thus it
is ideal for initial and for serial measurements of this important
aspect of mental functioning and can demonstrate worsening or
improvement of this feature over time and with treatment.
As
with any other quantified assessment of cognitive function such
as the WAIS with which it correlates so well, the MMS permits
comparisons to be drawn between intellectual changes and other
aspects of mental functioning. We have found it particularly
useful in documenting the cognitive disability found in some
patients with affective disorder (Posts pseudodementia)
and the improvement of this symptom with appropriate therapy
for the mood disorder. Other applications that demand a quantitative
assessment of cognitive function might be expected.
The
MMS as it is extracted from the clinical examination has an
advantage in assessment of patients and clinical problems not
so obvious in tests such as the WAIS that are designed for other
purposes such as prediction of school or occupational performance.
Thus failures in the MMS on orientation, memory, reading and
writing have much clearer implications than do failures in digit
symbol, picture completion or vocabulary subtests of the WAIS
in terms of a patients capacity to care for himself. These
implications from the MMS score are easily appreciated by other
professionals such as lawyers, judges and social workers concerned
with such issues as the patients competency to manage
his daily affairs. It can therefore aid in bringing to the patient
the social supports that he needs.
Finally
we have found the MMS useful in teaching psychiatric residents
to become skillful in the evaluation of the cognitive aspects
of the mental status. It provides them with a standard set of
questions replacing what is often a bewildering variety of individual
approaches. Those questions that it employs have obvious clinical
pertinence and cover most of the categories of cognitive disability.
Since it can be done quickly and gives a score it draws the
residents attention to global improvements or declines
in cognitive state. It also though because special attention
is focused on memory and language functions will reveal the
partial cognitive disabilities seen in the aphasic and the amnestic
syndromes. As it becomes a routine, we have found an increase
in resident interest and competence in assessing and managing
the conditions that affect cognitive functioning such as dementia
and delerium.
SUMMARY
A short, standardized form was devised for the serial testing
of the cognitive mental state in patients on a neurogeriatric
ward, as well as for consecutive admission to a hospital. It
was found to be quick, easy to use, and acceptable to patients
and testers.
When
given to 60 patients with dementia, depression with cognitive
impairment, and depression (Sample A), the test proved to be
valid and reliable. It was able to separate the three diagnostic
groups, it reflected clinical cognitive change, it did not change
in patients thought to be cognitively stable, and it was correlated
with the WAIS scores. Standardization of the test by administration
to 63 normal elderly subjects and 137 patients (Sample B) indicated
that the score of 20 or less was found essentially only in patients
with dementia,. delerium, schizophrenia or affective disorder
and not in normal elderly people or in patients with a primary
diagnosis of neurosis and personality disorder. The Mini-Mental
Status was useful in quantitatively estimating the severity
of cognitive impairment, in serially documenting cognitive change,
and in teaching residents a method of cognitive assessment.
Acknowledgement
- Supported in part by the general research funds, University
of Oregon, Health Sciences Division.
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Withers, E. and Hinton, J. Three forms of the clinical tests
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Post, F. The Clinical Psychiatry of Late Life. Pergamon
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